Financial Services Investment Banking
From creative business solutions to analysis of the latest market trends, the Financial Services Investment Banking group at Raymond James wields considerable expertise for its financial services industry clients and has been involved in more than 360 completed transactions since 2015. Our disciplined senior bankers stay immersed in transactions and average more than 16 years of experience across all sectors of the financial services industry. A personalized, client-centric approach to a full array of business services remains a hallmark of our group and of Raymond James.
Financial Services Sector Expertise
- Asset & Wealth Management
- BDCs, Closed-End Funds & SPACs
- Depositories
- Insurance & Insurance Services
- Specialty Finance
Financial Services Insights
Transaction History
July 2025
About Business First Bancshares, Inc.
Business First Bancshares, Inc. operates banking centers and loan production offices across Louisiana and Texas, providing commercial and personal banking products and services.
July 2025
About Plumas Bancorp
Plumas Bancorp (NASDAQ: PLBC) is headquartered in Reno, Nevada and is the holding company for Plumas Bank, which was founded in 1980. Plumas Bank is a full-service community bank headquartered in Quincy, California.
June 2025
About Jefferson Capital
Founded in 2002, Jefferson Capital is an analytically driven purchaser and manager of charged-off and insolvency consumer accounts with operations in the United States, Canada, the United Kingdom and Latin America.
June 2025
About Aerospace Insurance Managers
Aerospace Insurance Managers ("AIM") is a general aviation insurance services provider based in Dallas, Texas.
June 2025
About Blue Owl Technology Finance Corp
Blue Owl Technology Finance Corp. ("OTF") is a specialty finance company focused on making debt and equity investments to U.S. technology-related companies, with a strategic focus on software.
June 2025
About Brown & Brown
Brown & Brown Inc (Brown & Brown) is a diversified insurance agency, wholesale brokerage and service organization.
June 2025
About Barings Private Credit Corporation
Barings Private Credit Corporation is a privately offered perpetual-life BDC that was formed in April 2021. BPCC invests in senior secured private debt instruments in well-established middle-market businesses to help fund acquisitions, growth or refinancing.
May 2025
About Seacoast Banking Corporation of Florida
Seacoast Banking Corporation of Florida is one of the largest community banks headquartered in Florida with approximately $15.7 billion in assets and $12.6 billion in deposits as of March 31, 2025.
May 2025
About American Integrity Insurance Group
American Integrity Insurance Group is one of Florida’s leading providers of residential property insurance, proudly serving more than 385,000 policyholders across Florida, Georgia, and South Carolina.
May 2025
About Aspen
Aspen is a leading specialty insurer and reinsurer that takes a pragmatic, innovative approach to providing bespoke insurance solutions for complex needs.
May 2025
About First Commonwealth
First Commonwealth provides a full range of commercial banking, consumer banking, mortgage, equipment finance, wealth management and insurance products and services through its subsidiaries First Commonwealth Bank and First Commonwealth Insurance Agency.
April 2025
About HarborOne
HarborOne Bancorp, Inc. is the holding company for HarborOne Bank, a Massachusetts-chartered trust company. HarborOne Bank serves the financial needs of consumers, businesses, and municipalities throughout Eastern Massachusetts and Rhode Island.
April 2025
About American Coastal
American Coastal Insurance Corporation is the holding company of the insurance carrier, American Coastal Insurance Company, which was founded in 2007 for the purpose of insuring Condominium and Homeowner Association properties, and apartments in the state of Florida.
March 2025
About Stellus Capital
Stellus Capital Investment Corporation is an externally managed, closed-end, non-diversified investment management company.
March 2025
About Carlyle
Carlyle Secured Lending, Inc. (“CGBD”) is an externally managed specialty finance company focused on lending to middle-market companies. CGBD is managed by Carlyle Global Credit Investment Management L.L.C., an SEC-registered investment adviser and a wholly owned subsidiary of The Carlyle Group Inc.
March 2025
About F&G Annuities & Life
F&G Annuities & Life, Inc. (NYSE: FG), headquartered in Des Moines, Iowa, is a leading provider of insurance solutions serving retail annuity and life customers and institutional clients, with over $40 billion in assets under management.
March 2025
About Cross Keys Bank
Cross Keys Bank was founded in 1902 and operates 9 full-service branch offices across northern Louisiana and east Texas. As of December 31, 2024, Cross Keys Bank had total assets of approximately $598 million.
March 2025
About Fidus Investment Corporation
Fidus Investment Corporation (NASDAQ: FDUS) is an externally managed, closed-end, non-diversified management investment company that has elected to be treated as a business development company under the Investment Company Act of 1940, as amended.
March 2025
About First Busey Corporation
As of June 30, 2024, First Busey Corporation was an $11.97 billion financial holding company headquartered in Champaign, Illinois.
February 2025
About WesBanco
WesBanco, Inc. operates as the bank holding company of Wesbanco Bank, headquartered in Wheeling, West Virginia. The bank provides a wide variety of banking products and services throughout Indiana, Kentucky, Maryland, Ohio, Pennsylvania, Tennessee, Virginia, and West Virginia.
February 2025
About Blackstone Secured Lending
Blackstone Secured Lending Fund is a specialty finance company that invests primarily in the debt of private U.S. companies.
February 2025
About Oaktree Capital Management
Oaktree Capital Management (“Oaktree”) is a leader among global investment managers specialising in alternative investments, with $202 billion in assets under management as of 31 December 2024.
February 2025
About HGGC
HGGC is a values-driven and partnership-focused private equity firm headquartered in California, with over $8 billion of cumulative capital commitments.
February 2025
About Sixth Street Specialty Lending
Sixth Street Specialty Lending, Inc. (NYSE: TSLX) is a specialty finance company focused on lending to middle-market companies.
February 2025
About Heartland Banc Corp
Heartland BancCorp is an OTCQX-traded registered Ohio financial holding company and the parent of Heartland Bank, which operates 20 full-service banking offices in Central Ohio and Greater Cincinnati.
January 2025
About Highvern
Highvern is a leading provider of bespoke solutions in fund administration, wealth management, and trust services for institutional investors, family-owned businesses, and individuals.
January 2025
About Blackstone Private Credit
Blackstone Private Credit is part of Blackstone Credit’s $100+ billion direct lending platform, which provides privately originated, senior secured, floating rate loans to North American and European companies.
January 2025
About MSC Income Fund
MSC Income Fund, Inc. is a principal investment firm that primarily provides debt capital to private companies owned by or in the process of being acquired by a private equity fund and also provides customized long-term debt and equity capital solutions.
January 2025
About Boundary Street Capital
Boundary Street Capital is a private credit investment manager focused on providing flexible capital solutions specifically to lower middle market technology and telecommunications businesses.
January 2025
About United Bankshares
United Bankshares, Inc. is the bank holding company for United Bank that provides banking products and services. United Bank operates in more than 225 branch banking locations.
January 2025
About Camden National Corporation
Founded in 1875, Camden National Bank is a full-service community bank offering the latest digital banking, complemented by award-winning, personalized service.
January 2025
About SouthState Corporation
SouthState Corporation is a financial services company. SouthState Bank, N.A., the company's nationally chartered bank subsidiary, provides consumer, commercial, mortgage and wealth management solutions to more than one million customers.
December 2024
About Berkshire Hills
With $11.6 billion in assets and 83 financial centers, Berkshire Bank provides a full suite of tailored banking solutions through its commercial banking, retail banking, consumer lending, private banking and wealth management divisions to customers in New England and New York.
December 2024
About First Commonwealth Bank
First Commonwealth provides a full range of commercial banking, consumer banking, mortgage, equipment finance, wealth management and insurance products and services through its subsidiaries First Commonwealth Bank and First Commonwealth Insurance Agency.
December 2024
About VersaBank
VersaBank is a North American bank with a difference. VersaBank has a branchless, digital, business-to-business model based on its proprietary state-of-the-art technology that enables it to profitably address underserved segments of the banking industry in a significantly risk mitigated manner.
December 2024
About Flushing Financial Corporation
Flushing Financial Corporation (NASDAQ:FFIC) is the holding company for Flushing Bank®, an FDIC insured, New York State-chartered commercial bank that operates banking offices in Queens, Brooklyn, Manhattan, and on Long Island.
December 2024
About Coastal Financial Corporation
Headquartered in Everett, Washington, Coastal Financial Corporation (“CCB” or the “Company”), provides a full range of banking products and services to small and medium-sized businesses, professionals, and individuals.
December 2024
About Berkshire Hills
With $11.6 billion in assets and 83 financial centers, Berkshire Bank provides a full suite of tailored banking solutions through its commercial banking, retail banking, consumer lending, private banking and wealth management divisions to customers in New England and New York.
December 2024
About Arthur J. Gallagher & Co
Arthur J. Gallagher & Co., a global insurance brokerage, risk management and consulting services firm, is headquartered in Rolling Meadows, Illinois.
December 2024
About Carter Bankshares
Carter Bankshares, Inc. is a bank holding company and the parent company of Carter Bank, a state-chartered community bank headquartered in Martinsville Virginia, with $4.6 billion in total assets as of September 30, 2024.
November 2024
About Merchants Bancorp
Ranked as a top performing U.S. public bank by S&P Global Market Intelligence, Merchants is a diversified bank holding company headquartered in Carmel, Indiana.
November 2024
About Blackstone Private Credit
Blackstone Private Credit Fund ("BCRED") is Blackstone’s non-listed business development company (“BDC”). BCRED aims to provide income-focused individual investors access to private credit in a continuously offered fund structure.
November 2024
About Eagle Point Enhanced Income Trust
Eagle Point Enhanced Income Trust (the “Fund” or “Enhanced Income”) is a closed-end management investment company, registered under the Investment Company Act of 1940, operating as an interval fund.
November 2024
About Dime Community Bancshares
Dime Community Bancshares, Inc., is the holding company for Dime Community Bank (the “Bank”), a New York state chartered bank which has focused on serving the NYC metro markets for more than a century.
November 2024
About Boundary Street Capital
Boundary Street Capital is a private credit investment manager focused on providing flexible capital solutions specifically to lower middle market technology and telecommunications businesses.
November 2024
About CBC Bancorp
CBC Bancorp is a registered bank holding company and the parent company for Commercial Bank of California. Commercial Bank of California is a full-service bank and diversified financial services company serving the business and professional communities of Los Angeles and Orange counties.
October 2024
About Kaizen
Kaizen Reporting (‘Kaizen’), headquartered in the UK, is a regulatory and data specialist supporting global financial institutions to fulfil their compliance and regulatory reporting obligations.
October 2024
About GBank Financial Holdings Inc
GBank Financial Holdings Inc. (OTCQX: GBFH) is a bank holding company that conducts business through its wholly owned subsidiary, GBank. GBank is a Nevada state-chartered bank, with deposits insured by the FDIC.
October 2024
About Integrated Financial Holdings
Integrated Financial Holdings, Inc.is a financial holding company based in Raleigh, North Carolina. The Company is the holding company for West Town Bank & Trust, an Illinois state-chartered bank.
September 2024
About Amerant Bancorp Inc.
Amerant Bancorp Inc. is a bank holding company headquartered in Coral Gables, Florida since 1979. The Company provides individuals and businesses in the U.S. with deposit, credit and wealth management services.
September 2024
About New Mountain Finance Corporation
New Mountain Finance Corporation is a leading business development company (BDC) focused on providing direct lending solutions to U.S. upper middle market companies backed by top private equity sponsors.
September 2024
About NewtekOne
NewtekOne, Inc. is a financial holding company, which along with its bank and non-bank consolidated subsidiaries, provides a wide range of business and financial solutions under the Newtek brand to independent business owners.
September 2024
About Main Street Capital Corporation
Main Street Capital is a principal investment firm that provides long-term debt and equity capital to lower middle market companies and debt capital to middle market companies.
September 2024
About GreenDot
Green Dot Corporation is a financial technology and registered bank holding company committed to giving people the power to bank seamlessly, affordably, and with confidence.
September 2024
About Skyline Bankshares
Skyline Bankshares, Inc., the parent of Skyline National Bank headquartered in Floyd, Virginia, operates 27 branches in Southwestern Virginia and Northwestern North Carolina.
September 2024
About VersaBank
VersaBank provides banking products and services in the United States and Canada. The company's success is derived through their branchless, digital, partner-based (B2B) model.
August 2024
About Princeton Bancorp
Princeton Bancorp, Inc. is the holding company for The Bank of Princeton, a community bank that was founded in Princeton, New Jersey in 2007.
August 2024
About Insure Homes
Insure Homes Holdings, LLC is a specialty insurance holding company that has served homeowners throughout the Southeast and Gulf Coast since 1998.
August 2024
About Carlyle Secured Lending
Carlyle Secured Lending, Inc. (“CGBD”) is an externally managed specialty finance company focused on lending to middle-market companies. CGBD is managed by Carlyle Global Credit Investment Management L.L.C., an SEC-registered investment adviser and a wholly owned subsidiary of The Carlyle Group Inc.
July 2024
About Renasant Corporation
Renasant Corporation is the parent of Renasant Bank, a 120-year-old financial services institution. Renasant has assets of approximately $17.5 billion and operates 185 banking, lending, mortgage and wealth management offices in Mississippi, Tennessee, Alabama, Florida, Georgia, North Carolina and South Carolina.
July 2024
About Business First Bancshares
Business First Bancshares is the bank holding company of b1Bank. Founded in 2006, Business First is headquartered in Baton Rouge, Louisiana with 49 branches across Louisiana, Dallas & Houston.
July 2024
About First Financial Corporation
First Financial Corporation is the holding company for First Financial Bank N.A. First Financial Bank N.A. is the fifth oldest national bank in the United States, operating 75 banking centers in Illinois, Indiana, Kentucky and Tennessee.
July 2024
About Orrstown Financial Services
Orrstown Financial Services, Inc. is the Shippensburg, Pennsylvania headquartered holding company for Orrstown Bank. Orrstown Bank operates 21 branches and offers a variety of deposit and loan products to individuals and businesses located in its primary markets.
July 2024
About Vericity
Vericity, Inc. through its subsidiaries, Fidelity Life Association and eFinancial, LLC, is a leader in direct-to-consumer life insurance solutions.The company makes life insurance affordable and accessible for middle market consumers.
June 2024
About Dime Community Bancshares
Dime Community Bancshares, Inc., is the holding company for Dime Community Bank, a New York state chartered bank which has focused on serving the NYC metro markets for more than a century.
May 2024
About Main Street Capital Corporation
Main Street Financial Services Corp. operates as the financial services holding company for Main Street Bank Corp.
May 2024
About NewtekOne
NewtekOne, Inc. operates as the bank holding company for Newtek Bank, National Association that engages in the provision of various business and financial solutions under the Newtek brand name to the small- and medium-sized business market.
May 2024
About CBC Bancorp
CBC Bancorp is a registered bank holding company and the parent company for Commercial Bank of California. Commercial Bank of California is a full-service bank and diversified financial services company serving the business and professional communities of Los Angeles and Orange counties.
May 2024
About Morgan Stanley Direct Lending Fund
Morgan Stanley Direct Lending Fund is a non-diversified, externally managed specialty finance company focused on lending to middle-market companies.
May 2024
About Merchants Bancorp
Ranked as a top performing U.S. public bank by S&P Global Market Intelligence, Merchants is a diversified bank holding company headquartered in Carmel, Indiana operating multiple business segments, including Multi-family Mortgage Banking that offers multi-family housing and healthcare facility financing and servicing.
May 2024
About Alerus Financial Corporation
Alerus Financial Corporation is a commercial wealth bank and national retirement services provider with corporate offices in Grand Forks, North Dakota, and the Minneapolis-St. Paul, Minnesota metropolitan area.
May 2024
About American Coastal Insurance Corporation
American Coastal Insurance Corporation is the holding company of the insurance carrier, American Coastal Insurance Company, which was founded in 2007 for the purpose of insuring Condominium and Homeowner Association properties, and apartments in the state of Florida.
May 2024
About Skyward Specialty Insurance
Skyward Specialty Insurance Group, Inc. is a rapidly growing specialty insurance company, delivering commercial property and casualty products and solutions on a non-admitted and admitted basis.
April 2024
About Midfirst Bank
With $36.7 billion in assets, Oklahoma City-based MidFirst Bank is the largest privately owned bank in the nation and provides commercial banking, wealth management, private banking and mortgage servicing nationally.
April 2024
About MLandR Wealth Management
ML&R Wealth Management, a subsidiary of accounting firm Maxwell Locke & Ritter, is a leading financial advisory firm dedicated to providing comprehensive wealth management with a commitment to personalized service and a focus on long-term financial success.
March 2024
About Goldman Sachs BDC
Goldman Sachs BDC, Inc. is a specialty finance company that has elected to be regulated as a business development company under the Investment Company Act of 1940.
March 2024
About Pets Best
Pets Best offers pet insurance and wellness plans for dogs and cats in every state. Founded in 2005 with a mission to provide access to comprehensive animal healthcare at an affordable price, Pets Best delivers flexible coverage, an easy claims process, and excellent customer service.
February 2024
About Sixth Street Specialty Lending
Sixth Street Specialty Lending is a specialty finance company focused on lending to middle-market companies.
January 2024
About Morgan Stanley Direct Lending Fund
Morgan Stanley Direct Lending Fund (MSDL) is a non-diversified, externally managed specialty finance company focused on lending to middle-market companies.
January 2024
About Blue Owl Capital Corporation III
Blue Owl Capital Corporation III is a specialty finance company focused on lending to U.S. upper middle-market companies.
January 2024
About CINC Systems
CINC Systems is one of the largest providers of software in the association management industry and an innovator behind accounting and banking integration.
January 2024
About Main Street Capital Corporation
Main Street Capital is a principal investment firm that provides long-term debt and equity capital to lower middle market companies and debt capital to middle market companies.
January 2024
About Peoples Bank
Peoples Bank, headquartered in Chatham, Louisiana, is a community bank that has served the Jackson Parrish since 1908. Peoples’ offers relationship based banking with products for individuals and business clients.
December 2023
About Ally Financial
Ally Financial Inc. is a leading digital financial-services company with $195.7 billion in assets as of September 30, 2023. They are relentlessly focused on “Doing it Right” and being a trusted financial-services provider to their consumer, commercial, and corporate customers.
December 2023
About Merchant Growth
Merchant Growth is a leading Canadian financial technology company that specializes in small business financing. Over the past decade, Merchant Growth has supported Canadian businesses with hundreds of millions of dollars in growth financing.
December 2023
About American National
American National offers a broad line of products and services, which include life insurance, annuities, health insurance, credit insurance, pension products and property and casualty insurance for personal lines, agribusiness and certain commercial exposures.
November 2023
About Skyward Specialty Insurance
Skyward Specialty Insurance Group, Inc. is a rapidly growing specialty insurance company, delivering commercial property and casualty products and solutions on a non-admitted and admitted basis.
October 2023
About Windsor Wealth Management
Founded in 1986 and based in Indianapolis, Windsor Wealth Management is a registered investment advisor offering investment management and wealth planning services to high-net-worth clients nationwide.
August 2023
About Blackstone Secured Lending Fund
Blackstone Secured Lending Fund is a specialty finance company that invests primarily in the debt of private U.S. companies.
August 2023
About Sixth Street Specialty Lending
Sixth Street Specialty Lending, Inc. is a specialty finance company focused on lending to middle-market companies.
August 2023
About CrossFirst Bankshares Inc
CrossFirst Bankshares, Inc. is a Kansas corporation and a registered bank holding company for its wholly owned subsidiary CrossFirst Bank.
August 2023
About Wedgewood Partners
Wedgewood is an SEC registered investment advisor. Wedgewood’s private client business provides investment and wealth management services to clients.
July 2023
About Heritage NOLA Bancorp
Heritage NOLA Bancorp, Inc. is the holding company for Heritage Bank of St. Tammany, a federally chartered savings bank.
June 2023
About American National
American National offers a broad line of products and services, which include life insurance, annuities, health insurance, credit insurance, pension products and property and casualty insurance for personal lines, agribusiness and certain commercial exposures.
June 2023
About Skyward Specialty Insurance Group
Skyward Specialty Insurance Group, Inc. is a rapidly growing specialty insurance company, delivering commercial property and casualty products and solutions on a non-admitted and admitted basis.
May 2023
About Everest Re Group
Everest is a global underwriting leader providing best-in-class property, casualty, and specialty reinsurance and insurance solutions that address customers’ most pressing challenges.
May 2023
About Sixth Street Specialty Lending
Sixth Street Specialty Lending is a specialty finance company focused on lending to middle-market companies.
April 2023
About Surrey Bancorp
Surrey Bancorp is the bank holding company for Surrey Bank & Trust, headquartered in Mount Airy, North Carolina. Surrey offers a relationship-based and highly bespoke banking experience to individuals, professionals, and small to mid-sized business customers.
March 2023
About CBank
CBank was founded in Cincinnati to serve the banking needs of the region’s privately held businesses and the professionals that service them.
March 2023
About Caribbean Financial Group
CFG Partners is a leading consumer finance company offering hassle-free unsecured personal loans and ancillary credit insurance products in Panama, Colombia, Trinidad & Tobago, and the Dutch Caribbean Islands.
February 2023
About FS Bancorp
FS Bancorp, Inc. is the holding company for 1st Security Bank of Washington, member FDIC and Equal Housing Lender, which provides loan and deposit services to customers at its twenty-one branches and mortgage services at each branch.
February 2023
About Ally Financial
Ally Financial Inc. is a leading digital financial-services company with $191.8 billion in assets as of December 31, 2022.
February 2023
About Home Federal Bancorp of Louisiana
Home Federal Bancorp, Inc. of Louisiana is a full-service community bank committed to providing an unparalleled level of personal service while helping customers meet all their financial needs.
January 2023
About Ares Capital Corporation
Founded in 2004, Ares Capital is a leading specialty finance company focused on providing direct loans and other investments in private middle market companies in the United States.
January 2023
About Skyward Specialty Insurance
Skyward Specialty Insurance Group, Inc. is a rapidly growing specialty insurance company, delivering commercial property and casualty products and solutions on a non-admitted and admitted basis.
January 2023
About TowneBank
Founded in 1999, TowneBank is a company built on relationships, offering a full range of banking and other financial services, with a focus of serving others and enriching lives.
January 2023
About Alvarium
Alvarium is an independent investment firm, global multi-family office and merchant banking boutique providing tailored solutions for families, foundations and institutions across the Americas, Europe and Asia-Pacific.
January 2023
About Emclaire Financial Corp
Emclaire Financial Corp operates as the bank holding company for The Farmers National Bank of Emlenton that provides retail and commercial financial products and services to individuals and businesses in western Pennsylvania.
December 2022
About Renasant Corporation
Renasant Corporation is the parent of Renasant Bank, a 119 year-old financial services institution.
December 2022
About Liberty Bancshares
Liberty Bancshares, Inc. is a registered Ohio bank holding company and the parent of Liberty National Bank which operates six offices in Central and Northwest Ohio.
November 2022
About Capital Southwest Corporation
Capital Southwest is a Dallas, Texas-based, internally managed business development company with approximately $1.1 billion in investments at fair value as of September 30, 2022.
November 2022
About Ares Capital Corporation
Founded in 2004, Ares Capital is a leading specialty finance company focused on providing direct loans and other investments in private middle market companies in the United States.
November 2022
About Miracle Mile Advisors
Miracle Mile Advisors is a registered investment advisor committed to providing dynamic financial planning and custom investment management to high-net-worth individuals, families, business owners and institutions.
October 2022
About Business First Bancshares
Business First Bancshares, Inc. is the Baton Rouge, LA-based holding company for b1Bank, which conducts business from its 44 full-service banking offices, 3 loan production offices and 1 de novo branch across Louisiana, and in the Dallas and Houston markets.
October 2022
About MVB Financial
MVB Financial Corp., the innovative financial holding company of MVB Bank, is publicly traded on The Nasdaq Capital Market® under the ticker “MVBF.”
October 2022
About Allegiance Bancshares
Through its wholly owned subsidiary, Allegiance Bank, Allegiance provides a diversified range of commercial banking services primarily to small- to medium-sized businesses and individual customers in the Houston region.
October 2022
About Spend Life Wisely
Spend Life Wisely Company ("SLW" or the "Company") is the holding company for Durant, Oklahoma based First United Bank and Trust Company.
September 2022
About Hallmark Financial Services
Hallmark Financial Services, Inc. is a diversified specialty property and casualty insurer that underwrites, markets, distributes, and services insurance products to businesses and individuals in the United States.
September 2022
About CI Financial
CI Financial Corp. is an independent company offering global asset management and wealth management advisory services.
September 2022
About Covington
Founded in 2004, Covington Capital Management is a registered investment advisor offering customized wealth management, financial planning and investment management to high-net-worth families, foundations and non-profits nationwide.
September 2022
About Harbourfront
Founded in 2013, the Canadian-owned independent wealth management and planning advisory firm group is headquartered in Vancouver, B.C., and has a rapidly growing network that currently consists of 25 branches across Canada.
September 2022
About Spend Life Wisely
Spend Life Wisely Company ("SLW" or the "Company") is the holding company for Durant, Oklahoma based First United Bank and Trust Company.
August 2022
About Highland Private Wealth Management
Founded in 1999, Highland provides wealth counseling, investment management and financial planning services to executives, professionals, business owners, wealth beneficiaries and other high-net-worth households.
August 2022
About Escalate Capital Partners
Escalate Capital Partners is a private credit and growth equity investment firm that targets rapidly growing later-stage companies within the software, services, and healthcare sectors.
August 2022
About Midland States Bancorp Inc
Midland States Bancorp, Inc. is a community-based financial holding company headquartered in Effingham, Illinois, and is the sole shareholder of Midland States Bank.
August 2022
About Bankwell Financial Group
Bankwell Financial Group is the bank holding company for Bankwell, a community bank that provides banking and lending services to businesses and residents throughout Connecticut.
August 2022
About Integrated Financial Holdings
Integrated Financial Holdings, Inc. is headquartered in Raleigh, N.C., and is the parent company of five wholly owned subsidiaries, including West Town Bank & Trust (“WTBT”) and Windsor Advantage, LLC (“Windsor”).
July 2022
About Ares Capital Corporation
Founded in 2004, Ares Capital is a leading specialty finance company focused on providing direct loans and other investments in private middle market companies in the United States.
July 2022
About Cerity Partners
Cerity Partners is one of the largest and fastest-growing independent wealth management firms in the U.S. Cerity Partners provides estate, financial and tax planning, tax preparation, executive financial counseling, retirement plan advisory, and investment management services to high-net-worth individuals.
July 2022
About Cerity Partners
Cerity Partners is one of the largest and fastest-growing independent wealth management firms in the U.S. Cerity Partners provides estate, financial and tax planning, tax preparation, executive financial counseling, retirement plan advisory, and investment management services to high-net-worth individuals.
July 2022
About HomeTrustBancshares, Inc.
HomeTrust Bancshares, Inc. is the Asheville-based bank holding company for HomeTrust Bank, which converted from mutual to stock ownership in 2011 and currently operates 34 branches across NC, SC, TN, and VA.
July 2022
About MPB BHC INC
MPB BHC, INC. operates as the holding company for Metro Phoenix Bank, Inc. which provides community banking products and services to small- to mid-sized businesses and real estate professionals.
June 2022
About Wintrust Financial
Wintrust is a financial holding company with assets of approximately $50 billion whose common stock is traded on the NASDAQ Global Select Market.
June 2022
About Bank of New York Mellon
BNY Mellon is a global investments company dedicated to helping its clients manage and service their financial assets throughout the investment lifecycle.
June 2022
About Ally Financial
Ally Financial Inc. is a leading digital financial-services company with $184.3 billion in assets as of March 31, 2022.
June 2022
About TriState Capital
TriState Capital Holding is a diversified financial services firm providing banking and asset management services to individuals, corporations and municipalities.
June 2022
About Meristem Family Wealth
Meristem Family Wealth is an independent wealth management firm with $5.4 billion in assets under management. With Meristem engaged, prosperous families are poised to help extend their wealth in order to make an impact for themselves, future generations, and their communities.
May 2022
About Dime Community Bancshares
Dime Community Bancshares, Inc., a New York corporation, is a bank holding company engaged in commercial banking and financial services through its wholly owned subsidiary, Dime Community Bank ("Dime").
May 2022
About Hutcheson Enterprises
Hutcheson Enterprises, Inc. (“Hutcheson” or the “Company”) is a family-owned, Huntsville, Alabama-based financial services firm serving unbanked and underbanked consumers.
March 2022
About CI Financial
CI Financial Corp. is an independent company offering global asset management and wealth management advisory services.
March 2022
About Kneip Communications
Established in 1993, Kneip Communications SA is a leader in fund data management and reporting solutions for the asset management industry.
March 2022
About Home Bancorp
Home Bancorp is a Louisiana corporation that became the holding company for Home Bank in October 2008 upon Home Bank’s mutual to stock conversion. Home Bank is a federally chartered, community-oriented bank and was originally organized in 1908 in Lafayette, Louisiana.
March 2022
About MVB Financial
MVB Financial Corp., the innovative financial holding company of MVB Bank, is publicly traded on The Nasdaq Capital Market® under the ticker “MVBF.”
March 2022
About Veritex Holdings
Headquartered in Dallas, Texas, Veritex Holdings Inc., is a bank holding company that conducts banking activities through its wholly-owned subsidiary, Veritex Community Bank, with locations throughout the Dallas-Fort Worth metroplex and in the Houston metropolitan area.
March 2022
About SouthState Corporation
SouthState Corporation is a financial services company headquartered in Winter Haven, Florida. SouthState Bank, N.A., the company's nationally chartered bank subsidiary, provides consumer, commercial, mortgage and wealth management solutions to more than one million customers.
March 2022
About CIH Associates
Founded in 1999, Chicago-based CIH provides clients with the critical information, tools and skills needed to make better marketing decisions.
February 2022
About Cohen & Steers Real Estate Opportunities and Income Fund
Cohen & Steers Real Estate Opportunities and Income Fund’s primary investment objective is high current income. The Fund's secondary investment objective is capital appreciation. The Fund is investing at least 80% of its managed assets in a portfolio of real estate-related investments and preferred securities.
February 2022
About Financeit Canada
Financeit Canada Inc. is a point-of-sale financing provider that serves home improvement, recreational vehicle, and retail industries.
February 2022
About United Auto Credit Corporation
United Auto Credit is a centralized, technology-enabled auto lending platform focused on the non-prime auto finance market. UAC is headquartered in Newport Beach, CA with a sales and underwriting center in Buffalo, NY and a servicing center in Fort Worth, TX.
January 2022
About Waystone
Waystone is the leading provider of institutional governance, risk and compliance services to the asset management industry.
January 2022
About Bank of America Corporation
Bank of America is one of the world’s leading financial institutions, serving individual consumers, small and middle-market businesses and large corporations with a full range of banking, investing, asset management and other financial and risk management products and services.
January 2022
About Saratoga Investment Corp.
Saratoga Investment Corp. is a specialty finance company that provides customized financing solutions to U.S. middle-market businesses.
January 2022
About Ares Capital Corporation
Founded in 2004, Ares Capital is a specialty finance company focused on providing direct loans and other investments in private middle market companies in the United States.
January 2022
About 1stConstitutionBancorp
Founded in 1989, 1st Constitution provides deposit and loan banking services to corporations, individuals, partnerships and other community organizations throughout the central, coastal, and northeastern areas of New Jersey.
January 2022
About Standard Security Life Insurance Company
Independence Holding Company, through its current subsidiaries, distributes Medicare, life, under age 65 health (including Affordable Care Act plans), and other insurance products direct to consumers, via agents and through affinity partnerships.
January 2022
About Reliant Bancorp
Reliant Bancorp, Inc. was a Brentwood, Tennessee-based financial holding company which, through its wholly owned subsidiary Reliant Bank, operated banking centers in Tennessee.
January 2022
About Horace Mann
Horace Mann Educators Corporation is the largest financial services company focused on providing America’s educators and school employees with insurance and retirement solutions.
December 2021
About UFCIC
UFCIC is an insurance carrier focused on the distribution of commercial property & casualty as well as commercial surety products, including non-contract bonds such as surety bail, license & permit and court bonds.
December 2021
About Private Ocean
Founded in 2009, Private Ocean is a leading fiduciary wealth management firm with $2.7 billion in assets, as of September 2021, based in San Rafael, CA .
December 2021
About RegentAtlantic Capital
RegentAtlantic Capital, LLC (“RegentAtlantic”) is a New Jersey-based, registered investment advisor with approximately $6.0 billion in assets under management, based in Morristown, NJ with an additional office in New York, NY.
December 2021
About Coastal Financial Corporation
Headquartered in Everett, Washington, Coastal Financial Corporation, provides a full range of banking products and services to small and medium-sized businesses, professionals, and individuals throughout the greater Puget Sound area.
December 2021
About Mercantile Bank Corporation
Mercantile provides banking services to businesses, individuals and governmental units, and differentiates itself on the basis of service quality and the expertise of its banking staff.
December 2021
About Atlantic Union Bankshares
Headquartered in Richmond, Virginia, Atlantic Union Bankshares Corporation (Nasdaq: AUB) is the holding company for Atlantic Union Bank.
December 2021
About The Westchester Bank
The Westchester Bank Holding Corporation is the holding company for The Westchester Bank, a New York state chartered bank offering a full range of commercial loan and deposit products.
November 2021
About Main Street Group Bancshares
Main Street Group Bancshares, Inc., headquartered in Marlborough, MA, is the mid-tier bank holding company of Main Street Bank. Main Street Bank is a $1.3 billion asset bank that provides consumer and business loan, deposit and cash management solutions.
November 2021
About Renasant Corporation
Renasant Corporation is the parent of Renasant Bank, a 117-year-old financial services institution. Renasant has assets of approximately $16.2 billion and operates more than 195 banking, mortgage, financial services and insurance offices.
November 2021
About WhiteHorse Finance
WhiteHorse Finance, Inc. is a business development company that originates and invests in loans to privately held, lower middle market companies across a broad range of industries.
November 2021
About Farmers National Banc Corp.
Farmers National Banc Corp. is a bank holding company headquartered in Canfield, OH. Through its subsidiaries, Farmers operates in the banking, trust, retirement consulting, insurance and financial management industries via 50 locations.
November 2021
About Meridian Bancorp Inc.
Meridian Bancorp, Inc. is the holding company for East Boston Savings Bank. East Boston Savings Bank, a Massachusetts-chartered stock savings bank founded in 1848, operates 43 branches in the greater Boston metropolitan area.
November 2021
About Capital Soutwest Corporation
Capital Southwest is a middle-market lending firm focused on supporting the acquisition and growth of middle market businesses and makes investments ranging from $5 to $25 million in securities across the capital structure.
November 2021
About Enterprise Financial Services Corp.
Enterprise Financial Services Corp is a financial services holding company primarily focused on serving the needs of privately-held businesses, their owner families and other success-minded individuals.
November 2021
About Barings BDC
Barings BDC, Inc. (NYSE: BBDC) is a publicly traded, externally managed investment company that has elected to be treated as a business development company under the Investment Company Act of 1940.
November 2021
About Ally Financial
Ally Financial Inc. is a digital financial services company committed to its promise to "Do It Right" for its consumer, commercial and corporate customers.
November 2021
About Cortland Bancorp
Cortland is a financial holding company headquartered in Cortland, Ohio. Founded in 1892, the bank subsidiary, The Cortland Savings and Banking Company, conducts business through 13 full-service community banking offices.
November 2021
About IDB Bank
With over $11 billion in assets and over 70 years of continuous service, IDB Bank (“IDB”) is a New York State-chartered full-service bank and a member of the FDIC, and the largest Israeli bank operating in the U.S. Headquartered in Manhattan.
October 2021
About MSC Income Fund
MSC Income Fund, Inc. is a specialty finance company that primarily provides long-term debt and equity capital to lower middle market companies and debt capital to middle market companies.
October 2021
About Blackstone
Blackstone Secured Lending Fund (“BXSL” or the “Company”) is a business development company that focuses primarily on making originated senior secured, floating rate loans to private U.S. companies.
October 2021
About MainStay CBRE Global Infrastructure Megatrends Fund
MainStay CBRE Global Infrastructure Megatrends Fund is a non-diversified, closed-end fund that seeks to provide total return with an emphasis on current income by investing primarily in income-producing equity securities issued by infrastructure companies.
October 2021
About Tri-County Financial Group Inc.
Tri-County Financial Group, Inc. provides commercial and retail banking services to individuals, associations, partnerships, and corporations.
October 2021
About WhiteHorse Finance
WhiteHorse Finance, Inc. is a business development company that originates and invests in loans to privately held, lower middle market companies across a broad range of industries.
October 2021
About McCutchen Group
McCutchen Group was founded in 2007 as an independent multi-family office, providing fee-only investment and financial advisory services to ultra-high-net-worth individuals and families.
October 2021
About Bank of America
Bank of America is one of the world's leading financial institutions, serving individual consumers, small and middle-market businesses and large corporations with a full range of banking, investing, asset management and other financial and risk management products and services.
October 2021
About Select Bancorp Inc.
Select Bancorp, Inc. is the holding company for Select Bank & Trust Company, which was founded in May 2000. Select Bank is a full-service community bank headquartered in Dunn, North Carolina.
October 2021
About Fidus Investment Corporation
Fidus Investment Corporation provides customized debt and equity financing solutions to lower middle-market companies, which management generally defines as U.S. based companies with revenues between $10 million and $150 million.
September 2021
About Bank of Commerce Holdings
Bank of Commerce Holdings is a bank holding company headquartered in Sacramento, California and is the parent company for Merchants Bank of Commerce.
September 2021
About Homrich Berg Wealth Management
Homrich Berg is a national independent wealth management firm that provides fiduciary, fee-only investment management and financial planning services, serving as the leader of the financial team for our clients, including high-net-worth individuals, families, and not-for-profits.
September 2021
About Berman Capital Advisors LLC
Berman Capital Advisors was founded as an independent registered investment advisor, embracing a multi-family-office mindset and model in late 2010.
September 2021
About MVB Financial Corp.
MVB Financial Corp. the holding company of MVB Bank, is publicly traded on The Nasdaq Capital Market® under the ticker “MVBF.”
September 2021
About Main Street Capital Corporation
Main Street Capital is a principal investment firm that provides long-term debt and equity capital to lower middle market companies and debt capital to middle market companies.
September 2021
About VersaBank
VersaBank became the world's first fully digital financial institution when it adopted its highly efficient business-to-business model using its proprietary state-of-the-art financial technology to profitably address underserved segments of the Canadian banking market.
September 2021
About BRP Group Inc.
Headquartered in Tampa, Florida, BRP Group, Inc. is a rapidly growing insurance distribution firm offering core insurance products.
September 2021
About Premier Financial Bancorp Inc.
Premier Financial Bancorp, Inc. is a multi-bank holding company and financial holding company that operates banking offices in Kentucky, Ohio, West Virginia, Washington, DC, Maryland and Virginia.
September 2021
About LT Trust
LT Trust, headquartered in Denver, Colorado, is a full-service retirement plan provider, offering recordkeeping, trust, and custodial services to financial intermediaries and their clients.
August 2021
About NCB Management Services
NCB Management Services, Inc. is a leading provider of Accounts Receivable Management (ARM) services both on a contingency fee basis and directly as a purchaser of unsecured consumer credit products.
August 2021
About Triumph Bancorp Inc.
Triumph Bancorp, Inc. is a financial holding company headquartered in Dallas, Texas. Triumph offers a diversified line of banking, payments, and factoring services products through its bank subsidiary, TBK Bank, SSB.
August 2021
About Capital Southwest Corporation
Capital Southwest Corporation is a Dallas, Texas-based, internally managed business development company, with approximately $338 million in net assets as of June 30, 2021.
August 2021
About Coastal Financial Corporation
Coastal Financial Corporation, is an Everett, Washington-based bank holding company with Coastal Community Bank (the “Bank”) a full-service commercial bank, as its sole wholly owned banking subsidiary.
August 2021
About Huntington Bancshares
Huntington Bancshares Incorporated is a $175 billion asset regional bank holding company headquartered in Columbus, Ohio. Huntington operates more than 1,200 branches in 12 states, with certain businesses operating in extended geographies.
August 2021
About ConnectOne Bancorp
ConnectOne Bancorp, Inc., through its subsidiary, ConnectOne Bank, is a $7.7 billion asset regional bank that offers a full suite of both commercial and consumer banking and lending products and services through its banking offices located across New York and New Jersey.
July 2021
About Ares Capital Corporation
Founded in 2004, Ares Capital is a leading specialty finance company focused on providing direct loans and other investments in private middle market companies in the United States.
July 2021
About US Century Bank
Established in 2002, USCB is one of the largest community banks headquartered in the Miami-Dade metro area, which the bank defines as Miami-Dade, Broward, and Palm Beach counties.
July 2021
About Empower Ltd
Holley’s omni-channel go-to-market strategy reaches enthusiasts wherever they choose to shop, including high-growth direct-to-consumer and e-commerce channels.
July 2021
About Lancadia Holdings
Founded in 1964, Hillman is a leading distributor of hardware and home improvement products, personal protective equipment and robotic kiosk technologies.
July 2021
About Saratoga Investment Corp.
Saratoga Investment Corp. is a specialty finance company that provides customized financing solutions to U.S. middle-market businesses.
July 2021
About William Blair
William Blair is the premier global boutique with expertise in investment banking, investment management, and private wealth management.
July 2021
About Cullman Bancorp Inc.
Cullman Bancorp, Inc. the holding company for Cullman Savings Bank, announced on July 14, 2021 the completion of the conversion of the Bank’s former mutual holding company to the stock holding company form of organization.
July 2021
About Bank of Feather River
Feather River Bancorp, Inc., is a bank holding company headquartered in Yuba City, California and is the parent company for Bank of Feather River, a California state-chartered bank with one location in Yuba City.
June 2021
About Gerber Taylor Capital Advisors
Founded in 1990, Gerber Taylor is a registered investment advisor providing comprehensive investment management and investment advisory services with a heritage deeply rooted in fundamental investment research.
June 2021
About Southern BancShares
Southern BancShares (N.C.), Inc., through its subsidiary Southern Bank and Trust Company, provides commercial banking services to consumers and businesses in North Carolina and Virginia.
June 2021
About Preferred Bank
Preferred Bank offers a broad range of deposit and loan products and services to both commercial and consumer customers.
June 2021
About Old Republic International Corporation
Old Republic International Corporation (or the “Company”) is a property and casualty insurance holding company headquartered in Chicago, Illinois.
June 2021
About Owl Rock Capital
Owl Rock Capital Corporation (ORCC) is a specialty finance company focused on lending to U.S. middle-market companies. As of September 30, 2020, ORCC had investments in 110 portfolio companies with an aggregate fair value of $9.9 billion.
June 2021
About Dowling and Yahnke
Since 1991, Dowling & Yahnke Wealth Advisors (“D&Y”) has offered time-tested, objective financial planning advice and investment management services designed for the financial health of its clients. Located in San Diego, California, D&Y manages over $5 billion in assets for over 1,300 clients, primarily individuals, families, and nonprofit organizations.
June 2021
About Ally Financial Inc.
As a customer-centric company with passionate customer service and innovative financial solutions, Ally is relentlessly focused on “Doing it Right” and being a trusted financial-services provider to their consumer, commercial, and corporate customers.
May 2021
About Kentucky Bancshares Inc.
Kentucky Bancshares, headquartered in Paris, Kentucky, is the holding company for Kentucky Bank, which operates 19 branches in 11 communities throughout central and eastern Kentucky, including the Lexington, Kentucky metropolitan statistical area and contiguous counties.
May 2021
About Dollar Mutual Bancorp
Headquartered in Pittsburgh, Pennsylvania, Dollar Mutual Bancorp, with total assets of $11.5 billion dollars, is the mutual holding company of Dollar Bank, Federal Savings Bank, and Standard Bank. Through its subsidiary banks, Dollar Mutual Bancorp operates 98 branches in Pennsylvania, Ohio, Virginia, and Maryland.
May 2021
About JP Morgan Chase and Co.
JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $3.7 trillion and operations worldwide. The Firm is a leader in investment banking, financial services for consumers and small businesses, commercial banking, financial transaction processing, and asset management.
May 2021
About Arthur J. Gallagher and Co.
Arthur J. Gallagher & Co. is a global insurance brokerage, risk management and consulting services firm, and is headquartered in Rolling Meadows, Illinois. Gallagher has operations in 56 countries and offers client service capabilities in more than 150 countries around the world through a network of correspondent brokers and consultants.
May 2021
About Travelers Rest Bancshares Inc.
Travelers Rest Bancshares, Inc. is the private holding company for Bank of Travelers Rest (the “Bank”). Headquartered in Travelers Rest, SC, the Bank operates a full-service, relationship-driven community banking model with 10 branches across the Greenville-Anderson, SC MSA.
April 2021
About Southern California Bancorp
A growing community bank, established in 2001, Bank of Southern California, N.A., with headquarters in San Diego, CA, offers a range of financial products to individuals, professionals, and small-to-medium sized businesses.
April 2021
About PennantPark Investment Corporation
PennantPark Investment Corporation is a business development company which principally invests in U.S. middle-market private companies in the form of first lien secured debt, second lien secured debt, subordinated debt and equity investments.
April 2021
About Portman Ridge Finance Corporation
Portman Ridge Finance Corporation (Nasdaq: PTMN) is a publicly traded, externally managed investment company that has elected to be regulated as a business development company under the Investment Company Act of 1940.
April 2021
About Umpqua Holdings Corporation
Umpqua Holdings Corporation (NASDAQ: UMPQ) is the parent company of Umpqua Bank, an Oregon-based community bank recognized for its entrepreneurial approach, innovative customer experience, and distinctive banking solutions.
April 2021
About Ally Financial
Ally Financial Inc. is a leading digital financial-services company with $182.2 billion in assets as of December 31, 2020.
April 2021
About VersaBank
VersaBank is a Canadian Schedule I chartered bank with a difference.
April 2021
About Peoples State Bank
PSB Holdings, Inc. is the parent company of Peoples State Bank. Peoples is a community bank headquartered in Wausau, Wisconsin, serving Wisconsin from nine full-service banking locations in Marathon, Oneida, Vilas, Milwaukee and Waukesha Counties, as well as commercial loan production offices in Stevens Point, WI.
April 2021
About Broadway Financial Corporation
Broadway Financial Corporation, a bank holding company, and its wholly-owned bank subsidiary, City First Bank, National Association, collectively referred to as CityFirstBroadway, is the largest Black-led Minority Depository Institution in the country.
April 2021
About City First Broadway
CityFirstBroadway is a leading provider of financial products and services to economically underserved urban communities.
March 2021
About BlackRock
BlackRock Innovation and Growth Trust (the “Trust”) is a newly-organized, non-diversified, closed-end management investment company. The Trust’s investment objectives are to provide total return and income through a combination of current income, current gains and long-term capital appreciation.
March 2021
About Direct Lending
Direct Lending Investments (DLI) was a registered investment adviser with a primary focus on buying whole loans, lending or investing principally in the specialty finance sector.
March 2021
About Investcorp
The Company is an externally-managed, closed-end, non-diversified management investment company that has elected to be regulated as a business development company under the Investment Company Act of 1940.
March 2021
About Solstice Benefits
Solstice Benefits is a leading group and individual dental, vision and ancillary benefits provider. Since its launch, Solstice has grown to over 700 thousand members, supported by a robust nationwide provider network.
March 2021
About Gladstone Capital
Gladstone Capital is a private equity and a venture capital fund specializing in lower middle market, growth capital, add on acquisitions, debt investments in senior loans, second lien loans, senior subordinated loans, junior subordinated loans, and mezzanine loans and equity investments.
March 2021
About Brightworth LLC
Brightworth, LLC (“Brightworth”) is an Atlanta-based, registered investment advisor with approximately $4.7 billion in assets, as of February 28, 2021.
March 2021
About Saratoga Investment Corp
Saratoga Investment Corp. (NYSE: SAR) is a publicly traded business development company (BDC) that provides customized financing solutions for middle market companies located in the United States. Saratoga’s senior investment professionals have over 200 years of combined experience investing in more than $4 billion in middle market businesses.
March 2021
About Litman Gregory Asset Management
Founded in 1987 by Ken Gregory and Craig Litman, Litman Gregory is a nationally recognized wealth and asset management firm based in the San Francisco Bay Area. Litman Gregory provides high-touch wealth and asset management services to individuals, multigenerational families, and nonprofits.
February 2021
About Sixth Street Specialty Lending
TSLX is a specialty finance company focused on lending to middle-market companies. The Company seeks to generate current income primarily in U.S.-domiciled middle-market companies through direct originations of senior secured loans and, to a lesser extent, originations of mezzanine loans and investments in corporate bonds and equity securities.
February 2021
About Capital Southwest Corporation
Capital Southwest is a Dallas, Texas-based, internally managed Business Development Company, with approximately $278 million in net assets as of June 30, 2020.
February 2021
About Crescent Capital BDC
Crescent Capital BDC is a business development company that seeks to maximize the total return of its stockholders in the form of current income and capital appreciation by providing capital solutions to middle market companies with sound business fundamentals and strong growth prospects.
February 2021
About FS Bancorp
FS Bancorp, Inc., a Washington corporation, is the holding company for 1st Security Bank of Washington.
February 2021
About TCP Capital Corp
BlackRock TCP Capital Corp. is an externally-managed specialty finance company focused on middle-market lending. We have elected to be regulated as a business development company, or BDC, under the Investment Company Act of 1940.
February 2021
About loanDepot
loanDepot is a customer-centric, technology-empowered residential mortgage platform with a widely recognized consumer brand. loanDepot launched its business in 2010 to disrupt the legacy mortgage industry and make obtaining a mortgage a positive experience for consumers.
February 2021
About Maple Financial Holdings Inc.
Maple Financial Holdings, Inc. is the private holding company for MapleMark Bank (the “Bank”). Headquartered in Dallas, TX, the Bank operates a commercially-focused “branch-lite” business model with two branches located in Dallas, TX and Tulsa, OK.
February 2021
About Sixth Street Specialty Lending
TSLX is a specialty finance company focused on lending to middle-market companies. The Company seeks to generate current income primarily in U.S.-domiciled middle-market companies through direct originations of senior secured loans and, to a lesser extent, originations of mezzanine loans and investments in corporate bonds and equity securities.
January 2021
About Dime Community
Dime Community Bancshares, Inc. (NASDAQ: DCOM) is the Holding Company for Dime Community Bank (the “Bank”), a New York State-chartered community commercial bank.
January 2021
About Blue Ridge Bank
Blue Ridge Bankshares, Inc. operates under the supervision and regulation of the Board of Governors of the Federal Reserve System and the Bureau of Financial Institutions of the Virginia State Corporation Commission.
January 2021
About UPC Insurance
United Insurance Holdings Corp. is an insurance holding company that sources, writes and services personal and commercial residential property and casualty insurance policies using a group of wholly owned insurance subsidiaries and one majority owned insurance subsidiary.
January 2021
About Allegro Credit
Allegro Credit is a leading consumer financing company based in Burlingame, California. The company services 3,200 merchant providers in industries including hearing, dental, hospitals, vision, and musical instruments.
January 2021
About Bank of America
Bank of America Corporation is one of the world’s largest financial institutions, serving individual consumers, small- and middle-market businesses, institutional investors, large corporations and governments with a full range of banking, investing, asset management and other financial and risk management products and services.
January 2021
About Monroe Capital
Monroe Capital is a private credit asset management firm specializing in direct lending and opportunistic private credit investing.
January 2021
About Main Street Capital
Main Street Capital is a principal investment firm that provides long-term debt and equity capital to lower middle market companies and debt capital to middle market companies.
January 2021
About Stellus Capital Investment Corporation
Stellus Capital Investment Corporation (NYSE: SCM) is an externally managed, closed-end, non-diversified management investment company that has elected to be regulated as a business development company under the Investment Company Act of 1940
January 2021
About LF Capital Acquisition Corp
Raymond James supported LF Capital Acquisition Corp. through all phases of the SPAC process, serving as active bookrunner in the IPO and as financial advisor during the De-SPAC. The successful business combination introduces one of the nation’s fastest-growing homebuilders as a publicly listed company.
January 2021
About Merit Financial Group
Merit Financial Group (“Merit”) is a hybrid SEC-Registered Investment Adviser (“RIA”) based in Alpharetta, GA, with 18 additional offices throughout the U.S.
December 2020
About MVB Financial
MVB Financial Corp., the holding company of MVB Bank, Inc., is publicly traded on The Nasdaq Capital Market® (“Nasdaq”) under the ticker “MVBF.”
December 2020
About Capital Southwest Corporation
Capital Southwest Corporation is a Dallas, Texas-based, internally managed Business Development Company, with approximately $278 million in net assets as of June 30, 2020.
December 2020
About Fidus Investment Corporation
Fidus Investment Corporation (NASDAQ: FDUS) invests debt and equity capital primarily in lower middle-market companies based in the United States.
December 2020
About Hg Capital
Gen II is a leading pure-play provider of alternative asset fund administration services. Gen II is differentiated by providing a leading, tech-enabled platform offering a high-touch, premium service to its clients in fund administration, accounting, reporting and regulatory compliance.
December 2020
About BRP Group
Headquartered in Tampa, Florida, BRP Group, Inc. is a rapidly growing insurance distribution firm offering core insurance products, including commercial property and casualty, personal lines, employee benefits and Medicare insurance for companies and individuals.
December 2020
About Gladstone Capital
Gladstone Capital Corporation is a private equity and a venture capital fund specializing in lower middle market, growth capital, add on acquisitions, debt investments in senior loans, second lien loans, senior subordinated loans, junior subordinated loans, and mezzanine loans and equity investments.
December 2020
About CI Financial
CI Financial Corp. is an independent company offering global asset management and wealth management advisory services. CI managed and advised approximately C$202.6 billion in assets as at October 31, 2020.
December 2020
About Owl Rock Capital
Owl Rock Capital Corporation (ORCC) is a specialty finance company focused on lending to U.S. middle-market companies.
November 2020
About Goldman Sachs BDC Inc
Goldman Sachs BDC, Inc. is a specialty finance company that has elected to be regulated as a business development company under the Investment Company Act of 1940.
November 2020
About MVB Financial
MVB Financial Corp., the holding company of MVB Bank, Inc., is publicly traded on The Nasdaq Capital Market® (“Nasdaq”) under the ticker “MVBF.”
November 2020
About Delmarva Bancshares
Delmarva Bancshares, Inc., a bank holding company headquartered in Cambridge, Maryland, serves the Eastern Shore of Maryland and Delmarva Peninsula through its wholly-owned subsidiary, 1880 Bank.
October 2020
About AFLAC
Aflac Incorporated (NYSE: AFL) is a well-known company headquartered in Columbus, Georgia, helping provide protection to more than 50 million people through its subsidiaries in Japan and the U.S.
October 2020
About Bank of America
Bank of America Corporation is one of the world’s largest financial institutions, serving individual consumers, small- and middle-market businesses, institutional investors, large corporations and governments with a full range of banking, investing, asset management and other financial and risk management products and services.
October 2020
About Central Pacific Financial Corp
Central Pacific Financial Corp. (NYSE: CPF), headquartered in Honolulu, Hawaii and the parent company of Central Pacific Bank, provides a range of banking products and services through 31 bank branches and 77 automated teller machines located throughout the state of Hawaii.
October 2020
About Flagstar Bancorp Inc
Flagstar Bancorp, Inc. (NYSE: FBC) is a $29.5 billion savings and loan holding company headquartered in Troy, Mich. Flagstar Bank, FSB, provides commercial, small business, and consumer banking services through 160 branches in Michigan, Indiana, California, Wisconsin and Ohio.
October 2020
About US Bancorp
U.S. Bancorp is a multi-state financial services holding company headquartered in Minneapolis, Minnesota.
October 2020
About ES Bancshares
ES Bancshares, Inc. (OTCPK: ESBS) is the bank holding company for Empire State Bank which offers a wide range of financial services through its branch office network in Newburgh, Brooklyn and Staten Island, New York.
October 2020
About Veritex Holdings
Veritex Holdings, Inc. specializes in business banking, commercial loans, small business lending, treasury management and mortgages.
October 2020
About Lincoln Investment
Lincoln Investment Capital Holdings, LLC, the parent company of Lincoln Investment, has acquired Hanlon Advisory Software, of Egg Harbor Township, New Jersey.
September 2020
About Ally Financial
Ally Financial Inc. (NYSE: ALLY) is a leading digital financial services company with $184.1 billion in assets as of June 30, 2020.
September 2020
About BDF
Balasa Dinverno Foltz LLC (BDF) is an independent private wealth management firm. The company provides personalized investment management and financial planning.
September 2020
About Axos Financial
Axos Financial, Inc. (NYSE: AX), headquartered in Las Vegas, Nevada, is the parent company of Axos Bank (the “Bank”), a technology-driven financial services company providing a diverse and ever-growing range of innovative banking products and services for personal, business, and institutional clients nationwide.
September 2020
About Hanlon Advisory Software
Hanlon Investment Management (“Hanlon”) is an innovative asset management, wealth management, services and fintech company.
September 2020
About Renasant Corporation
Renasant Corporation, a 116-year-old financial services institution, is the parent of Renasant Bank.
September 2020
About Dollar Bank
Dollar Bank is a full-service regional bank serving both individuals and business customers, operating more than 70 offices throughout Pennsylvania, Ohio, and Virginia.
August 2020
About Capital Southwest Corporation
Capital Southwest Corporation is a Dallas, Texas-based, internally managed Business Development Company, with approximately $278 million in net assets as of June 30, 2020.
August 2020
About WesBanco
Founded in 1870, WesBanco, Inc. is a diversified and balanced financial services company that delivers large bank capabilities with a community bank feel.
August 2020
About CityFirstBank
Founded over twenty-five years ago, City First has been an innovator and financial first responder to inequitable economic development in Washington, DC.
August 2020
About Lucia Capital Group
Headquartered in San Diego, California, Lucia is a broker-dealer and registered investment advisor with approximately $1.5 billion in client assets under management and 20 advisors on staff.
August 2020
About Blue Ridge Bank
Blue Ridge Bankshares, Inc., headquartered in Luray, Va., is a multi-state bank holding company. Blue Ridge Bankshares, Inc. is the parent company of Blue Ridge Bank, N.A., a client-centered financial services company offering commercial banking services throughout Virginia and North Carolina.
August 2020
About Bluestem Brands Inc
Online and mail-order retailer and financer of consumer products.
August 2020
About Atlantic Capital Bancshares Inc
Atlantic Capital Bancshares, Inc. (NASDAQ:ACBI) is a $2.9 billion publicly traded bank holding company headquartered in Atlanta, Georgia.
August 2020
About The Bancorp
The Bancorp, Inc. (NASDAQ: TBBK) is dedicated to serving the unique needs of non-bank financial service companies, ranging from entrepreneurial start-ups to those well-known companies.
July 2020
About F&M Bank Corp
F & M Bank Corp. is an independent, financial holding company, that trades on the OTCQX market as “FMBM.” Through its banking subsidiary Farmers & Merchants Bank, the Company offers a full range of financial services with fourteen banking offices in Rockingham, Shenandoah, Page and Augusta Counties, Virginia.
July 2020
About Cornerstone
Cornerstone Advisors Inc., is a wealth and lifestyle management company with $4 billion in assets under management.
July 2020
About Limestone Bancorp
Limestone Bancorp, Inc. (NASDAQ: LMST) is a Louisville, Kentucky-based bank holding company which operates banking centers in 14 counties through its wholly-owned subsidiary Limestone Bank (the “Bank”).
July 2020
About Argo Group
Argo Group International Holdings, Ltd., headquartered in Bermuda, is an international underwriter of specialty insurance and reinsurance products in the property and casualty market.
July 2020
About Mountain Commerce Bancorp
Mountain Commerce Bancorp, Inc. is the holding company of Mountain Commerce Bank. The Company’s shares of common stock trade on the OTCQX under the symbol “MCBI”.
July 2020
About Dime Community Bank
Dime Community Bank, a New York State-chartered stock savings bank, formerly known as The Dime Savings Bank of Williamsburgh, was founded in 1864.
July 2020
About Enterprise Bancorp Inc
Enterprise Bancorp, Inc. (Nasdaq: EBTC) is the holding company for Enterprise Bank and Trust Company, commonly referred to as Enterprise Bank. Organized in 1989 and headquartered in Lowell, MA.
June 2020
About BRP Group
Headquartered in Tampa, Florida, BRP Group, Inc. is a rapidly growing insurance distribution firm offering core insurance products including commercial property and casualty, personal lines, employee benefits and Medicare insurance for companies and individuals.
June 2020
About Heartland Financial
Heartland Financial USA, Inc. (NASDAQ: HTLF) (“Heartland”) is a diversified financial services company with assets of $13.3 billion as of March 31, 2020.
June 2020
About First Midwest Bankcorp
First Midwest Bancorp, Inc. (NASDAQ: FMBI) is a relationship-focused financial institution and one of the largest independent publicly traded bank holding companies based on assets headquartered in Chicago.
June 2020
About Amerant
Amerant Bancorp Inc. is a bank holding company headquartered in Coral Gables, Florida.
June 2020
About PagnatoKarp
PagnatoKarp is an award-winning boutique multi-family office dedicated to transparency, integrity and trustworthiness.
June 2020
About Atlantic Union Bankshares
Headquartered in Richmond, Virginia, Atlantic Union Bankshares Corporation (Nasdaq: AUB) is the holding company for Atlantic Union Bank. Atlantic Union Bank has 149 branches and approximately 170 ATMs located throughout Virginia, and in portions of Maryland and North Carolina.
June 2020
About Pinnacle Financial Partners
Pinnacle Financial Partners, Inc. provides a full range of banking, investment, trust, mortgage and insurance products and services designed for businesses and their owners and individuals interested in a comprehensive relationship with their financial institution.
June 2020
About Dime Community
Dime Community Bank, a New York State-chartered stock savings bank, formerly known as The Dime Savings Bank of Williamsburgh, was founded in 1864.
June 2020
About Ally Financial
Ally Financial Inc. is a leading digital financial-services company with $182.5 billion in assets as of March 31, 2020.
May 2020
About Pinnacle Financial Partners
Pinnacle Financial Partners, Inc. provides a full range of banking, investment, trust, mortgage and insurance products and services designed for businesses and their owners and individuals interested in a comprehensive relationship with their financial institution.
May 2020
About Huntington Bancshares
Huntington Bancshares Incorporated is a regional bank holding company headquartered in Columbus, Ohio, with $114 billion of assets and a network of 839 full-service branches, including 12 Private Client Group offices, and 1,434 ATMs across seven Midwestern states as of March 31, 2020.
May 2020
About Pure Financial Advisors
Pure is a fee-only registered investment advisor providing comprehensive retirement planning services and tax-optimized investment management.
May 2020
About Truist Financial
Truist Financial Corporation (NYSE: TFC) is a purpose-driven financial services company committed to inspire and build better lives and communities.
May 2020
About Compass Diversified Holdings
CODI owns and manages a diverse family of established North American middle market businesses. Each of its current subsidiaries is a leader in its niche market.
May 2020
About TriState Capital Holdings
TriState Capital Holdings, Inc. (Nasdaq: TSC) is a bank holding company headquartered in Pittsburgh, Pa., providing commercial banking, private banking and investment management services to middle-market companies, institutional clients and high-net-worth individuals.
May 2020
About Wintrust Financial
Wintrust Financial Corporation, an Illinois corporation, which was incorporated in 1992, is a financial holding company based in Rosemont, Illinois.
May 2020
About AdvisorEngine
Founded in 2014, AdvisorEngine provides technology and consulting services to over 1,200 wealth management firms in the United States representing over $600 billion of assets under management.
May 2020
About Business First Bancshares
Business First Bancshares Inc. is a bank holding company headquartered in Baton Rouge, Louisiana, and the parent company of b1BANK, formerly known as Business First Bank, a Louisiana state banking association and community-based financial institution that offers a full array of banking products and services.
May 2020
About Carolina Financial Corporation
Carolina Financial is headquartered in Charleston, S.C. and is the parent company of CresCom Bank.
April 2020
About Lucia Capital Group
Headquartered in San Diego, California, Lucia is a broker-dealer and registered investment advisor with approximately $1.5 billion in client assets under management and 20 advisors on staff.
April 2020
About Fiduciary Investment Advisors
FIA is an investment consulting firm that works with fiduciary clients including retirement plan sponsors, institutional investment pools, non-profit organizations and private clients.
April 2020
About Stratos Wealth Holdings
Stratos is a family of companies that collectively advises on $13.2 billion of client assets.
April 2020
About First Advantage Bancorp
First Advantage Bancorp is a bank holding company headquartered in Clarksville, Tennessee, and operates eight banking centers in Clarksville, Franklin, and Nashville, Tennessee, and a loan production office in Knoxville, Tennessee, through its wholly owned subsidiary First Advantage Bank.
March 2020
About Welch Hornsby
Welch Hornsby is a fee-only investment advisor headquartered in Montgomery, AL that advises on more than $5.5 billion of assets on behalf of clients in over 15 states.
March 2020
About First Citizens BancShares
First Citizens BancShares Inc. is the financial holding company for First Citizens Bank. First Citizens Bank provides a broad range of financial services to individuals, businesses, professionals and the medical community through more than 570 branch offices in 19 states, digital banking, ATMs and telephone banking.
March 2020
About eHealth
eHealth, Inc. (Nasdaq: EHTH) is a leading health insurance marketplace that was incorporated in Delaware in November 1997.
February 2020
About Best Hometown Bancorp
Best Hometown Bancorp is the parent company of Best Hometown Bank. The bank was first chartered as Home Federal Savings and Loan Association of Collinsville in 1887, and successfully completed a mutual to stock conversion in June 2016.
January 2020
About BlackRock
BlackRock Health Sciences Trust II is a newly-organized, non-diversified, closed-end management investment company.
January 2020
About Dime Community Bancshares
Dime Community Bank, a New York State-chartered stock savings bank, formerly known as The Dime Savings Bank of Williamsburgh, was founded in 1864.
January 2020
About Five Points Capital
Five Points is a leading lower middle market alternative investment manager that provides both equity and debt capital to private, growth-oriented companies and LP capital to other private equity funds, with all strategies focused exclusively in the U.S. lower middle market.
January 2020
About Velocity Financial Inc.
Velocity Financial is a vertically integrated real estate finance company founded in 2004.
January 2020
About Owl Rock Capital
Owl Rock is a leading alternative asset manager with deep expertise in the credit markets. Our strength lies in the experience of our investment team and our ability to view the credit markets through multiple lenses.
January 2020
About Farmers National Banc Corp.
Information coming soon
January 2020
About Athena Capital Advisors
Athena Capital Advisors is a privately-owned registered investment advisor founded in 1993 by Dr. Lisette Cooper.
December 2019
About Carolina Trust BancShares Inc.
Carolina Trust BancShares, Inc. is the registered bank holding company of Carolina Trust Bank. Carolina Trust Bank is a full-service, state-chartered community bank headquartered in Lincolnton, North Carolina
December 2019
About White River Bancshares Company
White River Bancshares Company is the bank holding company for Signature Bank of Arkansas.
December 2019
About Blue Ridge Bank
Blue Ridge Bankshares, Inc., headquartered in Luray, Va., is a multi-state bank holding company. Blue Ridge Bankshares, Inc. is the parent company of Blue Ridge Bank, N.A., a client-centered financial services company offering commercial banking services throughout Virginia and North Carolina.
December 2019
About Main Street Capital
Main Street is a principal investment firm that primarily provides long-term debt and equity capital to lower middle market companies and debt capital to middle market companies.
December 2019
About WhiteHorse Finance
WhiteHorse Finance is a business development company that originates and invests in loans to privately held, lower middle market companies across a broad range of industries.
December 2019
About FedNat
FedNat Holding Company is an insurance holding company that controls substantially all aspects of the insurance underwriting, distribution and claims processes through its subsidiaries and contractual relationships with independent agents and general agents.
November 2019
About BancorpSouth
BancorpSouth, headquartered in Tupelo, Mississippi, began operation in 1876. The Company provides commercial banking, trust and insurance services through 307 offices in Mississippi, Tennessee, Alabama, Arkansas, Texas, Louisiana, Florida, Missouri and Illinois.
November 2019
About BancorpSouth
BancorpSouth, headquartered in Tupelo, Mississippi, began operation in 1876. The Company provides commercial banking, trust and insurance services through 307 offices in Mississippi, Tennessee, Alabama, Arkansas, Texas, Louisiana, Florida, Missouri and Illinois.
November 2019
About Pinnacle Bank
Pinnacle Bank is an Arizona based, business-oriented bank serving small businesses and the community in northeast Phoenix and Scottsdale areas, along with Camelback corridor.
November 2019
About Trinity Merger Corp.
Trinity Merger Corp. (“Trinity”) is a $359 million special purpose acquisition company.
November 2019
About TPG Specialty Lending
TPG Specialty Lending, Inc. (NYSE: TSLX) is a specialty finance company focused on providing flexible, fully committed financing solutions to middle market companies principally located in the US.
November 2019
About Shore Community Bank
Shore Community Bank (OTC PINK: SHRC) is a state-chartered commercial bank headquartered in Toms River, New Jersey.
November 2019
About Argus Dental Vision
Argus Holdings, LLC is the parent company of Argus Dental & Vision, Inc., (Argus), a premier benefits organization.
November 2019
About Sandy Spring Bank
Sandy Spring Bancorp, Inc., headquartered in Olney, Maryland, is the holding company for Sandy Spring Bank, a premier community bank in the Greater Washington, D.C. region.
November 2019
About Pathstone
Founded in 2010, Pathstone provides integrated and customized family office, wealth and investment services to multi-generational families, single family offices, high net worth individuals and institutions, such as charities and foundations, via a technology-enabled open architecture investment platform.
October 2019
About BRP Group
Headquartered in Tampa, Florida, BRP Group, Inc. is a rapidly growing insurance distribution firm offering core insurance products including commercial property and casualty, personal lines, employee benefits and Medicare insurance for companies and individuals.
October 2019
About HBT Financial
HBT Financial, Inc. (formerly known as Heartland Bancorp, Inc.), is a bank holding company headquartered in Bloomington, Illinois.
October 2019
About ES Bancshares
ES Bancshares is the holding company for Empire State Bank. The Bank offers a wide range of financial services through its branch office network in Newburgh, Brooklyn and Staten Island, New York.
October 2019
About Owl Rock Capital
Owl Rock is a leading alternative asset manager with deep expertise in the credit markets. Owl Rock's strength lies in the experience of our investment team and our ability to view the credit markets through multiple lenses.
October 2019
About MetroCity Bankshares
Atlanta-based, MetroCity Bankshares is a full-service commercial bank focused on delivering personalized service in an efficient and reliable manner to the small- to medium-sized businesses and individuals in the company’s markets.
September 2019
About Capital Southwest
CSWC is a middle-market lending firm focused on supporting the acquisition and growth of middle-market companies across the capital structure.
September 2019
About Alerus Financial Corporation
Information coming soon.
September 2019
About Summit Bank
Summit Financial Enterprises, Inc., founded in 2008, is the holding company for Summit Bank, a Florida community bank headquartered in Panama City, Florida with total assets of approximately $522 million (as of June 30, 2019).
August 2019
About Investcorp
Investcorp is a leading global manager of alternative investments. Led by a new vision, Investcorp has embarked on an ambitious, albeit prudent, growth strategy.
August 2019
About Allstate
The Allstate Corporation, headquartered in Northfield Township, IL, is primarily engaged in the property and casualty insurance business and the sale of life and accident and health insurance products in the United States and Canada.
August 2019
About Lexington Wealth Management
Lexington Wealth Management a Lexington (MA) based advisory firm with $1 billion in assets under advisement.
August 2019
About CrossFirst Bankshares
CrossFirst Bankshares, Inc., a Kansas corporation and registered bank holding company, is the holding company for CrossFirst Bank.
August 2019
About Hallmark Financial Services
Hallmark Financial Services, Inc. is a diversified property and casualty insurance holding company headquartered in Dallas, Texas.
August 2019
About TCP Capital Corp.
Information coming soon.
August 2019
About Members Mutual Holding Company
Members Mutual Holding Company provides life insurance protection targeted to the middle American market through its two operating subsidiaries, Fidelity Life Association and Efinancial.
August 2019
About Liberty Bancorp
Liberty Bancorp, Inc. is the holding company for BankLiberty, which is a full- service community bank offering deposit and loan services for businesses, families and individuals.
July 2019
About First Financial Corporation
First Financial is a financial holding company headquartered in Terre Haute, Indiana. It offers a wide variety of financial services including commercial, mortgage and consumer lending, lease financing, trust account services and depositor services.
July 2019
About Limestone Bancorp
Limestone Bancorp, Inc. is a Louisville, Kentucky-based bank holding company which operates banking centers in 12 counties through its wholly-owned subsidiary Limestone Bank.
July 2019
About Ellington Financial
Ellington Financial invests in a diverse array of financial assets. Ellington Financial is externally managed and advised by Ellington Financial Management LLC, an affiliate of Ellington Management Group, L.L.C.
July 2019
About Owl Rock Capital
Owl Rock Capital Corporation (ORCC) is a specialty finance company focused on lending to U.S. middle-market companies.
July 2019
About Hire Quest
Hire Quest is a trusted name in temporary staffing. Hire Quest provides the back-office support team for Trojan Labor and Acrux Staffing franchised branch locations across the United States.
July 2019
About Carolina Trust Bank
Information coming soon.
July 2019
About Summit State Bank
Summit State Bank specializes in providing exceptional customer service and customized financial solutions to aid in the success of local small businesses and nonprofits throughout Sonoma County.
June 2019
About BlackRock
BlackRock Science and Technology Trust II is a newly organized, non-diversified, closed-end management investment company.
June 2019
About German American
Information coming soon.
June 2019
About WhiteHorse Finance
WhiteHorse Finance, Inc. is a business development company that originates and invests in loans to privately held, lower middle market companies across a broad range of industries.
June 2019
About Community First Bancorporation
Community First Bancorporation, through its subsidiary, Community First Bank, operates seven full-service financial centers.
May 2019
About Allen and Company
Allen & Company is a broker-dealer and registered investment advisor managing approximately $3 billion of client assets. LPL is a leading retail investment advisory firm and independent broker-dealer. As of March 31, 2019, LPL had $684 billion of advisory and brokerage assets.
May 2019
About TriState Capital Holdings
TriState Capital Holdings, Inc. is a bank holding company headquartered in Pittsburgh, Pa., providing commercial banking, private banking and investment management services to middle-market companies, institutional clients and high-net-worth individuals.
May 2019
About Blue Ridge Bank
Blue Ridge Bankshares, Inc. is a single-bank holding company headquartered in Luray, VA.
May 2019
About First Busey Corporation
Busey is a financial holding company headquartered in Champaign, Illinois, with $9.54 billion of assets as of March 31, 2019. IST provides investment, trust and estate management services in Southwest Florida.
May 2019
About West Town Bancorp
Information coming soon.
May 2019
About Karsten Advisors
Karsten is a Fort Worth-based wealth management firm that provides goals-based financial advice and tax planning and preparation services. Founded in 2009, Cerity is one of the nation’s leading independent wealth management and investment consulting firms.
April 2019
About MoneyGuidePro
MoneyGuide is a leading goals-based financial planning application used by financial advisors.
April 2019
About Resolute Investment Managers
Resolute is a diversified, multi-affiliate asset management platform with affiliated and independent relationships with more than 40 investment managers. As of December 31, 2018, Resolute’s affiliates had $61.6 billion in assets under management.
April 2019
About Silvercrest
With offices in New York, Boston, Virginia, New Jersey, and California, Silvercrest provides traditional and alternative investment advisory and family office services to wealthy families and select institutional investors.
April 2019
About Main Street Capital
Information coming soon.
April 2019
About Owl Rock Capital
Information coming soon.
April 2019
About Peoples Bancorp
Peoples is a diversified financial services holding company with $4.0 billion in total assets, 83 locations, including 72 full-service bank branches and 78 ATMs in Ohio, West Virginia and Kentucky.
April 2019
About CenterState
CenterState operates as one of the largest community bank franchises headquartered in the state of Florida.
March 2019
About Millenium Trust Company
Millennium Trust Company is a trusted leader in specialized retirement and custody services, empowering clients with unmatched service, access to a wide range of custody solutions and expertise they can count on.
March 2019
About Stellus Capital Investment Corporation
Information coming soon.
March 2019
About FedNat
FedNat, through its wholly owned subsidiaries, is authorized to underwrite and/or place homeowners multi‐peril, federal flood and other lines of insurance in Florida and other states.
March 2019
About Kawa Capital Management
Kawa Capital Management is a credit-focused independent asset manager with experience across real estate, student loans, CLOs, CDOs, renewable energy and direct lending.
March 2019
About Summit Bank
Information coming soon.
February 2019
About Blue Ridge Bank
Blue Ridge Bankshares, Inc. is a single-bank holding company headquartered in Luray, VA.
February 2019
About Amerant
Mercantil Bank Holding Corporation is a bank holding company headquartered in Coral Gables, Florida.
February 2019
About Bank of Commerce Holdings
BOCH is a bank holding company headquartered in Sacramento, California and is the parent company for RBC which operates under two separate names (Redding Bank of Commerce and Sacramento Bank of Commerce, a division of Redding Bank of Commerce).
January 2019
About Payment Alliance
Founded in 2005, PAI is the nation’s largest, privately-held ATM provider, offering turnkey ATM placements, managed services, and a full line of processing and support services, including its own armored and maintenance teams.
January 2019
About State Bank
Cadence Bancorporation (NYSE:CADE), headquartered in Houston, Texas, is a regional bank holding company with $11.8 billion in assets as of September 30, 2018, and the recently acquired State Bank franchise as of September 30, 2018 had assets of $4.9 billion.
January 2019
About Carolina Trust BancShares Inc
Carolina Trust BancShares, Inc. is the registered bank holding company of Carolina Trust Bank. Carolina Trust Bank is a full-service, state-chartered community bank headquartered in Lincolnton, North Carolina.
December 2018
About Amerant Bank
Mercantil Bank Holding Corporation (“Amerant” or the “Company”) is a bank holding company headquartered in Coral Gables, Florida. The Company operates through its subsidiaries, Amerant Bank, N.A. (the “Bank”), Amerant Investments, Inc. and Amerant Trust, N.A.
December 2018
About Bank of Botetourt
Bank of Botetourt was chartered in 1899 and operates twelve retail offices in Botetourt, Rockbridge, Roanoke, and Franklin counties and the City of Salem, all in Virginia.
November 2018
About Loring Ward
Loring Ward (LWI Financial Inc.) is committed to creating a better wealth experience for Financial Advisors and their clients across the U.S.
November 2018
About Signature Wealth Management
Signature is a Virginia-based multi-family office, offering clients comprehensive strategies and solutions for all aspects of their financial life and taking an intelligent approach to creating customized plans for their high net worth individuals and families.
November 2018
About Citizens Bank
Citizens Bank Wealth Management provides integrated banking and investing services to clients to help them grow and protect their wealth, and plan for retirement and other long-term financial objectives.
November 2018
About First Midwest Bank
Signature is a Virginia-based multi-family office, offering clients comprehensive strategies and solutions for all aspects of their financial life and taking an intelligent approach to creating customized plans for their high net worth individuals and families.
November 2018
About Emigrant Bank
Emigrant offers fully-integrated banking, custom lending, insurance services and trust administration services to meet the needs of wealthy individuals, families, endowments, foundations, and corporations.
November 2018
About Great Ajax
Great Ajax Corp. is a Maryland corporation that focuses primarily on acquiring, investing in and managing mortgage loans secured by single-family residences and, to a lesser extent, single-family properties themselves.
October 2018
About Seacoast Bank
Seacoast Banking Corporation of Florida is a NASDAQ-traded (symbol: SBCF) bank holding company based in Stuart, Florida.
October 2018
About First Security Inc.
German American Bancorp, Inc., is a NASDAQ-traded (symbol: GABC) bank holding company based in Jasper, Indiana.
October 2018
About Emclaire Financial Corp
Emclaire Financial Corp is the parent company of The Farmers National Bank of Emlenton, an independent, nationally chartered, FDIC-insured community bank headquartered in Emlenton, Pennsylvania.
September 2018
About CBM Bancorp Inc
CBM Bancorp, Inc. (NASDAQ: CBMB) the holding company for Chesapeake Bank of Maryland (the “Bank”), announced on September 27, 2018 the completion of its stock offering and related conversion of the Bank’s former mutual holding company to the stock holding company form of organization. The Bank is a federally-chartered savings association headquartered in Baltimore, Maryland. The Bank conducts its business out of its main office located in Baltimore County, Maryland, and three branch offices located in Arbutus, Maryland, Bel Air, Maryland, and Pasadena, Maryland. At June 30, 2018 the Bank had total assets of $184 million, total loans of $140 million, and total deposits of $160 million.
September 2018
About BridgePoint Financial Services
Since 2005, BridgePoint has been the pioneering force in developing Canada’s litigation finance market.
September 2018
About FVC Bankcorp Inc.
Celebrating over 10 years of sound financial performance and continued growth, FVCbank commenced operations in November 2007 and is the wholly-owned subsidiary of FVCBankcorp, Inc.
September 2018
About Advizr
Advizr is dedicated to creating financial planning software that enables profitable financial planning for all of its customers.
September 2018
About goeasy
goeasy Ltd. is a Canadian company headquartered in Mississauga, Ontario, that provides non-prime leasing and lending services through its easyhome and easyfinancial divisions.
August 2018
About WesBanco
WesBanco is a diversified and well-balanced financial services institution, with a community bank at its core, built upon a strong legacy of credit and risk management.
August 2018
About AFAM Capital
AFAM Capital is an investment management firm with a long legacy of serving individual investors, institutions, and advisors across the country through separately managed account strategies, mutual funds, and a highly-ranked investment newsletter.
August 2018
About Triton Pacific
Triton Pacific Investment Corporation is a publicly registered non-traded business development company focused on both private equity and debt related investments.
August 2018
About Mercantil Bank
Information coming soon.
August 2018
About Amalgamated Bank
Amalgamated Bank is a commercial bank and a chartered trust company headquartered in New York, New York.
August 2018
About Meta Financial Group
Meta Financial Group, Inc. ("Meta") is the holding company for MetaBank, a federally chartered savings bank.
July 2018
About Focus Financial Partners
Focus Financial Partners is a leading partnership of independent, fiduciary wealth management firms operating in the highly fragmented registered investment advisor ("RIA") industry, with a footprint of over 50 partner firms across the country.
July 2018
About FS Bancorp Inc.
FS Bancorp, Inc. is the holding company for 1st Security Bank of Washington. The Bank provides loan and deposit services to customers who are predominantly small and middle-market businesses and individuals in western Washington through its seven branches in communities in the greater Puget Sound area.
July 2018
About 1807_Baylin
Baylin is a leading global technology company with over 39 years of experience in designing, producing and supplying innovative antennas.
July 2018
About WhiteHorse Finance
WhiteHorse Finance, Inc. is a business development company that originates and invests in loans to privately held, lower middle market companies across a broad range of industries.
July 2018
About Parkway Acquisition Corp
Parkway Acquisition Corp. operates as the holding company for the Skyline National Bank that provides various banking and financial services to individuals, and small and medium sized businesses in the United States.
July 2018
About Pacific Premier Bancorp
Pacific Premier Bancorp is the holding company for Pacific Premier Bank, one of the largest banks headquartered in Southern California with approximately $8.0 billion in assets.
June 2018
About LF Capital Acquisition Corp
LF Capital Acquisition Corp. is a newly organized blank check company formed for the purpose of effecting a merger, capital stock exchange, asset acquisition, stock purchase, reorganization or similar business combination with one or more businesses, which the company refers to throughout the prospectus as its initial business combination.
June 2018
About FFP Group Inc
FFP Group, Inc. is an entity founded by banking industry veteran Edward Francis for the purpose of acquiring a depository platform.
June 2018
About FFP Group Inc
FFP Group, Inc. is an entity founded by banking industry veteran Edward Francis for the purpose of acquiring a depository platform.
June 2018
About Carolina Financial
Carolina Financial Corporation is the holding company of CresCom Bank, which also owns and operates Atlanta-based Crescent Mortgage Company. As of September 30, 2015, Carolina Financial Corporation had approximately $1.3 billion in total assets.
June 2018
About Business First Bancshares
Business First Bancshares, Inc., through its banking subsidiary Business First Bank, operates 19 offices, including 16 banking centers, two loan production offices and one wealth solutions office in markets across Louisiana and Texas. Business
May 2018
About German American
German American Bancorp, Inc., is a NASDAQ-traded (symbol: GABC) bank holding company based in Jasper, Indiana.
May 2018
About Origin Bancorp Inc.
Origin Bancorp is a financial holding company headquartered in Ruston, Louisiana. The company’s wholly owned bank subsidiary, Origin Bank, was founded in 1912.
May 2018
About First Commonwealth Financial Corporation
First Commonwealth Financial Corporation (NYSE: FCF), headquartered in Indiana, Pennsylvania, is a financial services company with 135 banking offices in 20 counties throughout western and central Pennsylvania and northern and central Ohio, as well as a Corporate Banking Center in Cleveland, Ohio and mortgage offices in Hudson and Dublin, Ohio.
May 2018
About Liberty Bancorp Inc.
Liberty Bancorp (LBCP) is the holding company for BankLiberty, which is a full-service community bank offering deposit and loan services for businesses, families and individuals. With assets of $452.3 million as of September 30, 2017, BankLiberty has recently been named one of the strongest midsize banks in Kansas City by the Kansas City Business Journal, and has a four-star rating from BauerFinancial.
April 2018
About Allegiance Bancshares Inc.
Allegiance Bancshares, Inc. operates as the bank holding company for Allegiance Bank that provides a range of commercial banking services primarily to small and medium-sized businesses, professionals, and individual customers.
April 2018
About Level One Bancorp
Level One Bancorp is the bank holding company for Level One Bank, headquartered in Farmington Hills located in Oakland County, Michigan. The company has grown rapidly since its founding in 2007, and Level One Bank is one of the largest locally-headquartered commercial banks in southeastern Michigan.
April 2018
About Bear State Financial
Bear State Financial, Inc. operates as a bank holding company. It operates through its subsidiary, Bear State Bank NA, is a community oriented national bank providing financial products to individuals and business customers. The company was founded in January 1996 and is headquartered in Little Rock, AR.
April 2018
About Peoples Bancorp Inc.
Peoples Bancorp Inc. operates as the holding company for Peoples Bank that provides commercial and retail banking products and services.
April 2018
About Guaranty Bank
Guaranty Federal Bancshares, Inc. (NASDAQ:GFED) has a subsidiary corporation offering full banking services. The principal subsidiary, Guaranty Bank, is headquartered in Springfield, Missouri, and has 11 full-service branches in Greene, Christian and Jasper Counties and a Loan Production Office in Webster County.
March 2018
About TPG Specialty Lending Inc.
TPG Specialty Lending Inc is a US-based specialty finance company focused on lending to middle-market companies. The company generates revenues primarily in the form of interest income from the investments it holds.
March 2018
About TPG Specialty Lending
Information coming soon.
February 2018
About Traust Sollus Wealth Management
Traust Sollus is a boutique wealth management firm emphasizing sophisticated financial planning, investment management and tax planning strategies for high net worth individuals.
February 2018
About Cadence Bancorporation
Cadence Bancorporation is a bank holding company and a Delaware corporation headquartered in Houston, Texas, and is the parent company of Cadence Bank, N.A.
January 2018
About Paragon Financial Corporation
Paragon Commercial Corporation is the parent company of Paragon Bank, which provides a private banking experience to businesses, professionals, executives, entrepreneurs and other individuals.
January 2018
About TPG Specialty Lending Inc.
TPG Specialty Lending Inc is a US-based specialty finance company focused on lending to middle-market companies. The company generates revenues primarily in the form of interest income from the investments it holds.
January 2018
About Union Bankshares Corporation
Headquartered in Richmond, Virginia, Union Bankshares Corporation (Nasdaq: UBSH) is the holding company for Union Bank & Trust, which has 150 banking offices, 39 of which are operated as Xenith Bank, a division of Union Bank & Trust of Richmond, Virginia, and approximately 220 ATMs located throughout Virginia and in portions of Maryland and North Carolina.
January 2018
About Threshold Group
Threshold Group is a family office organization serving the financial and wealth management needs of a select number of families and private foundations throughout the United States.
January 2018
About Clientwise
ClientWise is the premier business and executive coaching and consulting firm working exclusively with financial professionals.
January 2018
About Westmount
Westmount Asset Management, Inc. is an independent, fee-only, investment advisory firm that serves high net worth individuals, families, foundations, endowments and pension plans.
January 2018
About ConnectOne Bancorp Inc.
ConnectOne Bancorp is a bank holding company headquartered in Englewood Cliffs, NJ, with over $4.8 billion in total assets. The company maintains 21 branch locations throughout New Jersey and the New York City metro area.
December 2017
About HPM Partners
HPM Partners is an award-winning investment and wealth management firm offering customized financial advice to individuals and their families, businesses and their employees, and nonprofit organizations.
December 2017
About UPC Insurance
UPC Insurance is an insurance holding company that sources, writes and services residential property and casualty insurance policies using a network of independent agents and a group of wholly owned insurance subsidiaries.
December 2017
About St. Martin Bancshares Inc.
St. Martin Bancshares, Inc. is the bank holding company for St. Martin Bank and Trust Company ("St. Martin Bank"). St. Martin Bank, founded in 1933, operates twelve offices along Interstate 10 in south Louisiana. St. Martin reported total assets of $598 million at June 30, 2017.
November 2017
About Independent Bank Group Inc.
Independent Bank Group, through its wholly owned subsidiary, Independent Bank, provides a wide range of relationship-driven commercial banking products and services tailored to meet the needs of businesses, professionals and individuals.
November 2017
About Main Street Capital
Main Street is a principal investment firm that primarily provides long-term debt and equity capital to lower middle market companies and debt capital to middle market companies.
November 2017
About Advantage Insurance
Advantage Insurance is an underwriter of specialty private placement life insurance, or PPLI, for high net worth individuals, or HNWIs, business owners and family groups worldwide through its Life Insurance division.
November 2017
About Cadence Bancorporation
Cadence Bancorporation is a bank holding company and a Delaware corporation headquartered in Houston, Texas, and is the parent company of Cadence Bank, N.A.
November 2017
About First South Bancorp
Founded in 1902, First South Bank has served the eastern and central North Carolina market for over 100 years. It has grown to thirty (30) full-service branch offices from Durham to Buxton and Elizabeth City to Wilmington. Banking products and services have evolved; however, the Bank’s commitment to its community has never wavered.
October 2017
About Merchants Bancorp
Merchants Bancorp is a diversified bank holding company headquartered in Carmel, Indiana and registered under the Bank Holding Company Act of 1956, as amended.
October 2017
About Seacoast Banking Corporation
Seacoast is a publicly traded bank holding company headquartered in Stuart, Florida (NASDAQ: SBCF). Through its sole subsidiary, Seacoast National Bank, the Company operates 47 traditional branches and 5 commercial banking centers
October 2017
About Horizon Bancorp
Horizon Bancorp is a locally owned, independent, commercial bank holding company serving northern and central Indiana and southwest and central Michigan through its commercial banking subsidiary Horizon Bank, NA. Horizon also offers mortgage-banking services throughout the Midwest.
October 2017
About Cornerstone Bancorp
Cornerstone Bancorp, Inc. operates as the bank holding company for Cornerstone Community Bank that provides personal and commercial banking services to small businesses and individuals in Pinellas County in Florida.
October 2017
About Seneca Financial
Seneca Financial Corp. the holding company for Seneca Savings, announced on October 11, 2017 that the reorganization into a mutual holding company structure and the stock offering in connection with the reorganization have been completed.
September 2017
About PDL Community Bancorp
PDL Community Bancorp (NASDAQ: PDLB), the holding company for Ponce Bank (the “Bank”), announced on September 29, 2017 that the reorganization of Ponce De Leon Federal Bank into a mutual holding company structure and the stock offering in connection with the reorganization have been completed. Ponce Bank is a federally-chartered savings bank headquartered in Bronx, New York.
September 2017
About FS Bancorp Inc.
FS Bancorp, Inc. is the holding company for 1st Security Bank of Washington. The Bank provides loan and deposit services to customers who are predominantly small and middle-market businesses and individuals in western Washington through its seven branches in communities in the greater Puget Sound area.
August 2017
About Patriot Bank
National Commerce Corporation (Nasdaq: NCOM), a Delaware corporation, is a financial holding company headquartered in Birmingham, Alabama.
August 2017
About Sound Banking Company
Founded in 2001, Sound Banking Company (“Sound”) is a commercial bank headquartered in Morehead City, North Carolina operating five locations throughout eastern North Carolina.
August 2017
About West Town Bank and Trust
West Town Bancorp, Inc. (“West Town” or the “Company”) is the holding company for West Town Bank & Trust (the “Bank”), a North Riverside, IL-based bank established in 1922. The Company was recapitalized by a North Carolina investor group in 2009 and focuses on community banking and government guaranteed business lending.
August 2017
About Great Ajax Corp.
Great Ajax Corp. is a Maryland corporation that focuses primarily on acquiring, investing in and managing mortgage loans secured by single-family residences and, to a lesser extent, single-family properties themselves.
July 2017
About Heartland Financial USA Inc.
Heartland Financial USA, Inc. is a diversified financial services holding company with assets exceeding $8 billion. The company provides banking, mortgage, private client, investment, insurance and consumer finance services to individuals and businesses.
July 2017
About Metropolitan
Metropolitan provides a full range of commercial, private banking, wealth management and retail banking services, delivered with an emphasis on high-quality customer service and relationship-driven banking.
June 2017
About First Bank Financial Corporation
FB Financial Corporation (NYSE: FBK) is a bank holding company headquartered in Nashville, Tennessee. FB Financial operates through its wholly owned banking subsidiary, FirstBank.
June 2017
About Fidus Investment Corporation
Fidus Investment Corporation provides customized debt and equity financing solutions to lower middle market companies, which management defines as U.S. based companies with revenues between $10.0 million and $150.0 million. The Company was founded in 2007 and is headquartered in Evanston, Illinois.
June 2017
About Advizr
Advizr is dedicated to creating financial planning software that enables profitable financial planning for all of its customers.
June 2017
About Timbervest
Information coming soon.
June 2017
About Monroe Capital Corporation
Monroe Capital Corporation is a publicly-traded specialty finance company that principally invests in senior, unitranche and junior secured debt and, to a lesser extent, unsecured debt and equity investments in middle-market companies.
June 2017
About National Commerce Corporation
National Commerce Corporation (Nasdaq: NCOM), a Delaware corporation, is a financial holding company headquartered in Birmingham, Alabama.
May 2017
About Smart Financial Inc.
SmartFinancial, Inc., based in Knoxville, Tennessee, is the bank holding company for SmartBank. SmartBank is a full-service commercial bank founded in 2007, with twelve branches, two loan production offices, and one mortgage production office.
May 2017
About Goldman Sachs
Goldman BDC is an externally-managed business development company that focuses on lending to middle-market companies.
May 2017
About Alcentra Capital Corporation
Alcentra Capital Corporation makes debt and minority equity co-investments to U.S. middle and lower middle market companies. Its investment objective is to provide attractive risk-adjusted returns by generating both current income from debt investments and capital appreciation from equity related investments.
May 2017
About Raymond James Financial Inc.
Raymond James Financial, Inc. (NYSE: RJF) is a leading diversified financial services company providing private client group, capital markets, asset management, banking and other services to individuals, corporations and municipalities.
May 2017
About Bank of Commerce Holdings
Bank of Commerce Holdings is a bank holding company headquartered in Redding, California and is the parent company for Redding Bank of Commerce which operates under two separate names (Redding Bank of Commerce and Sacramento Bank of Commerce, a division of Redding Bank of Commerce).
April 2017
About Great Ajax Corp
Great Ajax Corp. is a Maryland corporation that focuses primarily on acquiring, investing in and managing mortgage loans secured by single-family residences and, to a lesser extent, single-family properties themselves.
April 2017
About TCP Capital Corp.
TCP Capital Corp. is a specialty finance company focused on performing credit lending to middle-market companies as well as small businesses.
April 2017
About Bear State Financial
Bear State Financial, Inc. operates as a bank holding company. It operates through its subsidiary, Bear State Bank NA, is a community oriented national bank providing financial products to individuals and business customers. The company was founded in January 1996 and is headquartered in Little Rock, AR.
April 2017
About High Tower
Powered by a proprietary technology and investment platform, HighTower embraces bold change to create a culture of collaboration and growth and to meet the evolving needs of sophisticated investors.
April 2017
About Asset Vantage
Asset Vantage is a next generation, cloud/mobile based asset management firm, catering to the complex and discreet financial needs of customers ranging from individual wealth holders to fully staffed family offices.
April 2017
About Cadence Bancorporation
Cadence Bancorporation is a bank holding company and a Delaware corporation headquartered in Houston, Texas, and is the parent company of Cadence Bank, N.A.
April 2017
About Stellus Capital Investment Corporation
Stellus is an externally-managed, closed-end, non-diversified investment management company that has elected to be regulated as a business development company under the Investment Company Act of 1940.
April 2017
About UPC Insurance
Founded in 1999, UPC Insurance is an insurance holding company that sources, writes and services residential property and casualty insurance policies using a network of independent agents and a group of wholly owned insurance subsidiaries.
April 2017
About Center State Banks Inc.
CenterState Banks, Inc. headquartered in Davenport, Florida, is a multi bank holding company that was formed as part of a merger of three independent commercial banks. Currently, the Company operates through its two subsidiary banks with 54 full service branch banking locations.
March 2017
About Golub Capital BDC Inc.
Golub Capital BDC, Inc. (“Golub Capital BDC”) is an externally-managed, non-diversified closed-end management investment company that has elected to be treated as a business development company under the Investment Company Act of 1940.
March 2017
About Greer Bancshares Inc.
Greer Bancshares is a one-bank holding company which was formed in July of 2001, and serves as the parent company of Greer State Bank, owning 100% of its common stock. Greer State Bank was chartered in August of 1988 by the State of South Carolina, and the bank opened for business on January 3, 1989.
March 2017
About New York Community Bancorp Inc.
One of the largest U.S. bank holding companies, with assets of $48.9 billion, New York Community Bancorp, Inc. is a leading producer of multi-family loans on non-luxury, rent-regulated apartment buildings in New York City, and the parent of New York Community Bank and New York Commercial Bank.
March 2017
About Investar Holding Corp.
Investar Holding Corporation, headquartered in Baton Rouge, Louisiana, provides full banking services, excluding trust services, through its wholly-owned banking subsidiary, Investar Bank, a state chartered bank.
March 2017
About Hartland
Hartland is a Cleveland-based institutional and wealth advisory firm founded in 1989 and having nearly $18 billion of assets under management and advisement.
March 2017
About New York Community Bank
New York Community Bank operates as a New York state-chartered savings bank that provides personal and business banking products and services to customers in Metro New York, New Jersey, Florida, Ohio, and Arizona.
March 2017
About Jefferson National
Jefferson National is a recognized innovator of a leading tax-advantaged investing platform for RIAs, fee-based advisors and the clients they serve.
March 2017
About IBERIABANK Corporation
IBERIABANK Corporation, a Louisiana corporation, is a financial holding company with 304 combined locations, including 199 bank branch offices and three loan production offices.
February 2017
About First Defiance Financial Corp.
First Defiance Financial Corp., headquartered in Defiance, Ohio, is the holding company for First Federal Bank of the Midwest and First Insurance Group.
February 2017
About Butterfield
The Bank of N.T. Butterfield, headquartered in Hamilton, Bermuda, offers banking services, comprised of retail and corporate banking, and wealth management, which consists of trust, private banking, and asset management.
February 2017
About FirstKey
FirstKey Mortgage, LLC is one of the world’s leading private label securitization and asset management firms.
February 2017
About Seacoast Banking Corporation
Seacoast is a publicly traded bank holding company headquartered in Stuart, Florida (NASDAQ: SBCF). Through its sole subsidiary, Seacoast National Bank, the Company operates 47 traditional branches and 5 commercial banking centers.
February 2017
About Heartland Financial
Heartland Financial USA, Inc. is a diversified financial services holding company with assets exceeding $8 billion. The company provides banking, mortgage, private client, investment, insurance and consumer finance services to individuals and businesses.
February 2017
About Community Bank System Inc.
Community Bank System, Inc. operates more than 200 customer facilities across Upstate New York and Northeastern Pennsylvania through its banking subsidiary, Community Bank, N.A. With assets of approximately $8.7 billion, the DeWitt, N.Y. headquartered company is among the country’s 150 largest financial institutions.
January 2017
About Newtek
Founded in 1998 with headquarters in New York, New York, Newtek Business Services, Inc. provides a wide range of business and financial services to the small and medium-sized business market, including small business lending, electronic payment processing and managed technology solutions.
January 2017
About SmartFinancial Inc.
SmartFinancial, Inc., based in Knoxville, Tennessee, is the bank holding company for SmartBank. SmartBank is a full-service commercial bank founded in 2007, with twelve branches, two loan production offices, and one mortgage production office.
January 2017
About Howard Bancorp Inc.
Howard Bancorp, Inc. was incorporated in April 2005 under the laws of the State of Maryland to serve as the bank holding company of Howard Bank. Howard Bank is headquartered in Ellicott City, which is located in Howard County, Maryland.
January 2017
About Carolina Financial Corporation
Carolina Financial Corporation (“Carolina Financial” or the “Company”) is the holding company of CresCom Bank, which also owns and operates Atlanta-based Crescent Mortgage Company.
January 2017
About CenterState Banks Inc.
CenterState, headquartered in Winter Haven, Florida, is a financial holding company which owns CenterState Bank of Florida, N.A. CenterState provides a full range of consumer and commercial banking services to individuals, businesses and industries through its 76 bank office network.
Transaction history may include transactions completed by a Raymond James banker while at a former firm.